You get to show off, and hey, isn’t that great?

Monday, March 5th, 2018

Robin Hanson discusses signaling and self deception in the latest of Professor Cowen’s Conversations with Tyler:

TYLER COWEN: Welcome back to Conversations with Tyler. Today, we have my colleague Robin Hanson. With Robin, we go meta. Robin, if politics is not about policy, medicine is not about health, laughter is not about jokes, and food is not about nutrition, what are podcasts not about?

ROBIN HANSON: As you know, in my new book, The Elephant in the Brain: Hidden Motives in Everyday Life, we have a whole chapter on conversation, which I expect you have perused.

The claim we make in there is that, although we like to talk about conversation as if it was about imparting information and finding out useful things, more plausibly it’s about showing off your backpack of tools and skills in context.

COWEN: So what am I trying to signal with the first question in the podcast?

HANSON: [laughs] You are showing your versatility here; you are showing lots of things. You’re showing how well you know me, and that this is the sort of question I like and can engage. You’re showing the audience that you have an unusual perspective on things.

As usual, apparently, people like your conversations because you have some magic sauce, some special way that you can show that you get to people in a way that other people can’t.

COWEN: In your wonderful new book, The Elephant in the Brain, you outline a theory of human behavior where signaling has a great deal of explanatory power. If you had to, in as crude or blunt terms as possible, how much of human behavior ultimately can be traced back to some kind of signaling? What’s your short, quick, and dirty answer?

HANSON: In a rich society like ours, well over 90 percent.

[...]

HANSON: I think our audience needs a better summary of this thesis that I’m going to defend here. The Elephant in the Brain‘s main thesis is that in many areas of life, perhaps even most, there’s a thing we say that we’re trying to do, like going to school to learn or going to the doctor to get well, and then what we’re really trying to do is often more typically something else that’s more selfish, and a lot of it is showing off.

If that’s true, then we are built to do that. That’s the thing we want to do, and in some sense it’s a great world when we get to do it.

My complaint isn’t really that most people don’t acknowledge this. I accept that people may be just fine leaving the elephant in their brain and not paying attention to it and continuing to pretend one thing while they’re doing another. That may be what makes them happy and that may be OK.

My stronger claim would be that policy analysts and social scientists who claim that they understand the social world well enough to make recommendations for changes — they should understand the elephant in the brain. They should have a better idea of hidden motives because they could think about which institutions that we might choose differently to have better outcomes.

In a world where, say, we’re all showing what strong, virile men we are by fighting battles every day, physical battles, we may each enjoy that until the day we die at 25. [laughs] But from a larger social point of view, there’s a huge loss.

The focus here is on the coordination failure, on the equilibrium being inefficient because we have these huge negative externalities. It’s the negative externalities that are the problem and the fault with the signaling, not so much the fact that you like to show off. You get to show off, and hey, isn’t that great?

Media and the consequences of fear

Sunday, March 4th, 2018

Alex Tabarrok shares some thoughts on school shootings, media, and the consequences of fear:

“There is not an epidemic of school shootings,” he said, adding that more kids are killed each year from pool drownings or bicycle accidents.

James Alan Fox, the Lipman Family Professor of Criminology, Law, and Public Policy at Northeastern.

School shootings are actually down since the 1990s (with a lot of variability). Fewer students are carrying weapons to school and fewer students report having easy access to guns (data here).

It’s been said that we live in an increasingly divided media universe but on many issues I think we live in an increasingly uniform media universe. Social media is so ubiquitous and the same things sell so widely that I suspect the collective consciousness is less fragmentary than in the past. Does anyone not know about Parkland? Contrary to common wisdom, mass shootings also occur in European countries and the US is not a notable outlier in this regard. I suspect, however, that the Finnish media don’t cover German shootings as frequently as shootings in Florida are covered in Nebraska — as a result the larger the media-market the greater the extent of availability bias. In other words, the larger the media market the greater the over-estimation of rare but vivid events. (Someone should test this theory.)

I worry about turning schools into prisons and what kinds of citizens this will create. My letter to my son’s high school principal was sent before the recent shootings but I stand by it now more than ever:

Bret and Eric Weinstein on The Rubin Report

Saturday, March 3rd, 2018

If you haven’t yet watched Bret and Eric Weinstein on The Rubin Report, now’s your chance:

Religion was for the ignorant, weak, and superstitious

Thursday, March 1st, 2018

Kelefa Sanneh’s New Yorker piece looks at Jordan Peterson’s Gospel of Masculinity — which is not how I’d characterize it:

Like many conversion stories, Peterson’s begins with a crisis of faith — a series of them, in fact. He was raised Protestant, and as a boy he was sent to confirmation class, where he asked the teacher to defend the literal truth of Biblical creation stories. The teacher’s response was convincing neither to Peterson nor, Peterson suspected, to the teacher himself. In “Maps of Meaning,” he remembered his reaction. “Religion was for the ignorant, weak, and superstitious,” he wrote. “I stopped attending church, and joined the modern world.” He turned first to socialism and then to political science, seeking an explanation for “the general social and political insanity and evil of the world,” and each time finding himself unsatisfied. (This was the Cold War era, and Peterson was preoccupied by the possibility of nuclear annihilation.) The question was, he decided, a psychological one, so he sought psychological answers, and eventually earned a Ph.D. from McGill University, having written a thesis examining the heritability of alcoholism.

All the while, Peterson was also pursuing a grander, stranger project. He had fallen under the sway of Carl Jung, the mystical Swiss psychology pioneer who interpreted modern life as an endless drama, haunted by ancient myths. (Peterson calls Jung “ever-terrifying,” which is a very Jungian sort of compliment.) In “Maps of Meaning,” Peterson drew from Jung, and from evolutionary psychology: he wanted to show that modern culture is “natural,” having evolved over hundreds of thousands of years to reflect and meet our human needs. Then, rather audaciously, he sought to explain exactly how our minds work, illustrating his theory with elaborate geometric diagrams (“The Constituent Elements of Experience as Personality, Territory, and Process”) that seemed to have been created for the purpose of torturing undergraduates.

The new book replaces charts with cheerful drawings of Peterson’s children acting out his advice.

You can’t have Denmark without Danes

Wednesday, February 28th, 2018

You can’t have Denmark without Danes, Megan McArdle notes:

On my first day of interviews, I met with Lars Hvidberg, who works as a speechwriter at the culture ministry. Hvidberg has lived in the U.S., so he seemed well qualified to speculate about the differences between the two countries.

“There are basically four stories about Denmark,” he said. Here’s a breakdown:

The social liberal story: Free education, free speech and democratic government have created social trust and the ability of people to take responsibility and to act for themselves.

The social democracy story: Benefits are high and the taxes are high, which creates equality and trust and enables people to plan for the long term without fear of destitution.

The market liberal story: The real reason Denmark is so successful is that compared to other countries, it’s actually very classically liberal. It has free trade, low regulation, almost no corruption, and makes it easy to start a company.

The nationalist version: The reason Denmark has a well-functioning society is that it’s homogeneous, with a lot of people who think the same, and who place a high value on things like work and honesty and trust toward strangers. In other words, Denmark works so well because it’s full of Danes.

A little apologetically, he said, “I believe all of these stories are true.”

Ironically, New Yorker Megan McArdle got her phone stolen in Copenhagen:

I learned a lot about Danish culture by the reaction to the theft of my phone. I discovered the loss the day after it happened, just as I was about to leave my hotel for a few last interviews. Suddenly, I had to my name only a few Danish kroner — too few even for a round-trip bus ride. I briefly debated canceling the interviews and spending the afternoon trying to round up some cash and a way to get to the airport the following day. Instead, throwing caution to the winds, I borrowed a bike from the hotel and set off, arriving bedraggled and half-an-hour late. Then I climbed four flights of stairs and nearly passed out.

The man I was interviewing responded by leaving to fetch me an enormous bottle of sparkling water, which I greedily consumed. (Maybe an American would have done the same.) The next man I interviewed, the think-tank scholar Agerup, offered to lend me whatever money I needed to get home. (Maybe an American stranger would have done the same, or maybe not.)

Later, I informed the staff at the Copenhagen Island Hotel that all my credit cards needed to be canceled, meaning that I would be unable to pay the considerable bill the next day. Also, that I had no cash and no way to eat for the next 24 hours. The clerk commiserated. Then he mobilized what seemed like the whole staff to make sure that it would be all right.

The hotel people pre-charged both dinner and breakfast to my room, figured out how to give the airport taxi service a hotel voucher and then closed out my entire bill a day early, right before I canceled my credit card. They did this all for a stranger they had no reason to trust.

It was exactly what I’d been hearing about Danish businesses and government all week — the individual initiative of relatively low-level employees, the pragmatism, the adherence to the spirit rather than the letter of rules.

I don’t mean to imply that my own company would have left me stranded in Denmark if it hadn’t been for the hotel — as soon as the U.S. woke up, I also had my own team of Bloomberg people trying to make sure I got home safely. The point is that I didn’t need much help, because the marvelously efficient and flexible Danes had already taken care of the problem.

Two weeks later, after I’d canceled my credit cards and replaced my phone, I got a package in the mail covered in foreign stamps. The Danish police had thoughtfully mailed my phone case back to me, at their own expense — sans phone, alas, but with driver’s license and credit cards and various wallet detritus intact. It saved me a trip to the DMV to replace my license, and gave me a warm feeling for the Danes who had, apparently as a matter of course, extended themselves to help a stranger.

Read the whole thing.

Diversity is the reigning social and political ideal of our age

Monday, February 26th, 2018

Diversity is the reigning social and political ideal of our age, and it got its start with a “scattered” Supreme Court ruling:

In 1974 California resident Allan Bakke brought suit against the University of California, Davis for twice rejecting his application to its medical school. Despite his having test scores well above average for the school’s applicant pool in addition to four years service in the Marine Corps and a seven month tour in Vietnam, UC-Davis refused Bakke admission. The School of Medicine justified this in part because of his age — such discrimination being perfectly legal at the time — and in part because of the manner in which he blamed his first rejection on the School’s affirmative action policy. Beginning shortly after its founding in 1968, the Davis medical school operated a quota system for racial minorities in which around 15 percent of its admission slots were reserved for non-white students. Although Congress believed its Civil Rights Act banned quotas in employment and the Department of Labor under President Nixon clearly forbade them, colleges and universities had been using various types of admissions quotas for decades and were committed to continuing them.

In 1978, four years after Bakke’s original suit, the Supreme Court issued its famously scattered ruling. The nine justices issued six separate opinions, none gathering a majority. Justice Lewis Powell’s idiosyncratic opinion, however, garnered enough partial support in places that it stood as the judgment of the Court. In a victory for affirmative action opponents, it ordered Bakke to be admitted to the Davis School of Medicine and barred the use of racial quotas. Yet in a victory for affirmative action supporters, the Court also agreed that some alternative system of racial preferences could pass constitutional muster. It is precisely here that the ideology of diversity entered mainstream American thought and practice.

Justice Powell argued that “a diverse student body” was a worthy goal of any university which allowed the consideration of race in admissions. He justified this neither on the grounds of racial justice nor the amelioration of past or present discrimination, but on the grounds of diversity. Powell claimed that racial and ethnic diversity advanced the core intellectual mission of American higher education, namely “speculation, experiment and creation,” “the interplay of ideas and the exchange of views,” and an encounter of differing “ideas and mores of students as diverse as this Nation of many peoples.” This claim hardly originated with Powell, of course. He was simply repeating the collective views of Harvard, Columbia, Stanford, and the University of Pennsylvania as stated in their joint brief to the Court in defense of affirmative action. According to the country’s most elite private universities, diversity in all its forms — race, region, social class, field of interest, occupational life plan (although not sex, as Harvard College was male-only until 1977 as was Columbia College until 1983) — is a precondition for the best educational experience possible.

Powell’s endorsement of the so-called ‘Harvard plan’ as a constitutionally permissible and even preferable equal opportunity practice spread diversity throughout American higher education and the elite business sector. Equal opportunity officers and consultants morphed into diversity officers and consultants. New diversity categories expanded older affirmative action mission statements. Diversity training replaced race relations workshops. Culture audits burst onto the scene. By the early 1990s, diversity had conquered Corporate America.

Is the education system really a waste of time and money?

Thursday, February 22nd, 2018

Is the education system really a waste of time and money, Bryan Caplan asks, as his new book claims right on the cover? This is a strange topic to debate with Eric Hanushek, he explains:

Why? Because if Hanushek had absolute power to fix the education system, education might actually be worth every penny. Hanushek is famous for focusing on what schools teach rather than what they spend — and documenting the vast disconnect between the two. If you haven’t already read his dissection of “input-based education policies,” you really ought to. Hanushek, more than any other economist, has taught us that measured literacy and numeracy are socially valuable — but just making kids spend long years in well-funded schools is not.

Tragically, however, Hanushek is not our education czar. Instead, all levels of our education system are extremely wasteful and ineffective. After spending more than a decade in class and burning up over $100,000 in taxpayer money, most Americans know shockingly little. About a third of adults are barely literate or numerate. Average adult knowledge of the other standard academic requirements — history, social studies, science, foreign languages — is near-zero. The average adult with a B.A. has the knowledge base you’d intuitively expect of the average high school graduate. The average high school graduate has the knowledge base you’d intuitively expect of the average drop-out. This is the fruit of a trillion taxpayer dollars a year.

For economists, however, there’s a powerful objection to this condemnation. If students really learn so little, why on earth is education so lucrative in the labor market? Why do high school grads outearn dropouts by 30%? Why do college grads outearn high school grads by 73%? Explain that! Employers want profit and they aren’t dumb. They wouldn’t pay exorbitant premia unless education dramatically improved worker productivity, right?

Wrong. There are TWO solid business reasons to pay extra for educated workers. One is that education teaches useful skills, transforming unskilled students into skilled workers. This is the standard “human capital” story. The other reason, though, is that education certifies useful skills, helping employers distinguish skilled workers from imposters. This is the “signaling” story. In the real world, naturally, it’s a continuum. But since Hanushek is not the education czar, signaling explains most of education’s financial reward.

How can we know this? We should start with the massive gap between learning and earning, combined with the fact that even the most irrelevant subjects and majors yield decent financial rewards. If human capital were the whole story, why on earth would employers care if about whether you’ve studied Shakespeare, Latin, or trigonometry? Think about all the classroom materials you haven’t used since the final exam.

If that doesn’t fully convince you, many other facts that every student knows cut in the same direction. Such as:

1. It’s easy to unofficially attend college classes without enrolling or paying tuition, but almost no one bothers. Why not? Because after four years of guerilla education, there’s one thing you won’t have: a diploma. The central signal of our society.

2. Students’ focus on grades over learning, best seen in their tireless search for “easy A’s.” Signaling has a simple explanation: If a professor gives you a high grade for minimal work, you get a nice seal of approval without suffering for it.

3. Students routinely cram for final exams, then calmly forget everything they learn. Signaling provides a clean explanation: Learning, then forgetting, sends a much better signal than failing.

In The Case Against Education, I also review multiple major bodies of academic research to help pin down the true human capital/signaling breakdown. In the end, my best estimate is that signaling explains 80% of the payoff. Key pieces of evidence:

1. Most of the payoff for school comes from graduation, not mere years of study. This is a doozy for human capital theory to explain; do schools withhold useful skills until senior year? But it makes perfect sense if graduation is a focal signal of conformity to social norms.

2. There has been massive credential inflation since 1940. The education you need to do a job hasn’t changed much, but the education you need to get any given job has risen about three years. Hence, the fact that waiter, bartender, security guard, and cashier are all now common jobs for college grads.

3. Though every data set yields different estimates, the effect of national education on national income is much smaller than the effect of personal education on personal income. How is this possible? Signaling! Give everyone more useful skills, and you enrich the whole nation. Give everyone more stickers on their foreheads, and you fritter away valuable time and tax money.

If you’ve been wondering, “What does signaling have to do with wasteful education?,” I hope you’re starting to see the link. Sure, it’s useful to rank workers. But once they’re ranked, prolonging the ranking game is a socially destructive rat race. When education levels skyrocket, the main result isn’t good jobs for every graduate, but credential inflation: The more education the average worker has, the more education the average worker needs to be employable. And while sending fancy signals is a great way for an individual to enrich himself, it’s a terrible way to enrich society.

Given Hanushek’s work, I’m optimistic that he’ll agree with much of what I’ve said. It’s our remedies that starkly diverge. My primary solution for these ills is cutting education spending. In a word, austerity. Austerity: It’s word I love. It’s a word I believe in. If Hanushek’s bleak assessment of input-based education policies is right, austerity will save tons of time and money with little effect on worker skill.

Cutting waste is easy and transparent

Wednesday, February 21st, 2018

Bryan Caplan has some fun explaining why public education is a waste by analogy:

You think we have too much education, and I think we’re doing education wrong. In other words, you want less education, and I want better education.

My response is that doing less education is easy, and improving the education system is hard. Here’s an analogy I use in the book: Imagine that your friend comes to you and says, “You know that toenail fungus cream that you’re spending a hundred bucks a month on?” “Yeah.” “Here’s clear proof it doesn’t work, so stop using it,” and you say, “Well, I’m not going to stop using it until you give me a toenail fungus cream that does work.”

Your friend says, “Well, I don’t really know one that works, and there’s a lot of debate about it, and it’s really hard to find one. What I do know is that you should stop wasting a hundred bucks a month.”

To me, that’s a lot of what’s going on with education. We’ve got very clear evidence that we’re wasting a lot, but we don’t have a clear idea as to what would be better. All we know is that the system we have now is grossly dysfunctional, so I don’t think we should keep pouring money into it.

[...]

Cutting waste is easy and transparent. But making things better is really hard and, in order to do it, you’ve got to trust a bunch of people who have already really screwed up, and that sounds imprudent to me.

Two sweeping moral visions of guns

Monday, February 19th, 2018

Ross Douthat notes that mass shootings aren’t leading to legislative action, because we have a chasm between two sweeping moral visions of guns that is too wide to be bridged by incrementalism:

The anti-gun moral vision regards America’s relationship to gun ownership as a kind of collective moral madness, a love affair with violence, a sickness unto death. Liberals increasingly write about gun ownership the way social conservatives write about abortion and euthanasia — it’s a culture of death, a Moloch devouring our children, a blood sacrifice to selfish individualism.

The pro-gun moral vision, meanwhile, links arms and the citizen, treating self-defense as an essential civic good, a means of maintaining Americans as free people rather than wards (or prisoners) of the state.

The pro-gun vision is linked, of course, to practical concerns — support for gun ownership is higher in rural areas where the police are far away. But it’s essentially a moral-political picture in which the fullness of citizenship includes the capacity to protect and defend, to step in when the state fails and resist when it imposes illegitimately.

If you asked me to defend only one of these moral pictures I would defend the pro-gun vision. I am not a gun owner but I can imagine many situations and political dispensations in which a morally responsible citizen should own a weapon; I have encountered many communities where “gun culture” seems healthy and responsible rather than a bloodthirsty cult. And the claim, often urged on anti-abortion writers like myself, that guns and abortion should both be opposed on “life” grounds seems like a category error, since every abortion kills but guns sit harmless in millions of households and many deter violence or turn back evil men.

Naturally the New York Times includes a photo of “high-capacity clips” to adorn the article. (They are regular-capacity AR magazines.)

Douthat is not a gun guy, but he takes a stab at gun regulations that would not apply to every gun owner, but instead would be imposed on the young and removed with age:

Let 18-year-olds own hunting rifles. Make revolvers available at 21. Semiautomatic pistols, at 25. And semi-automatic rifles like the AR-15 could be sold to 30-year-olds but no one younger.

Again, he’s not a gun guy, and he doesn’t seem aware that standard practice already works a bit like this, with long guns (rifles and shotguns) available at 18 and handguns at 21. The legal right to carry a handgun (concealed) generally requires a more thorough background check and a modicum of “training” — you have to sit through a class and not scare the instructor too badly when you go to shoot your gun at the range. Simply requiring paperwork seems to weed out most irresponsible people.

Of course, a system designed to keep guns away from criminals and ordinary hotheads might do very little to keep guns away from quiet loners with a nihilistic obsession.

Taleb’s style can be imitated but never fully mastered

Friday, February 16th, 2018

Branko Milanovic thinks that Nassim Nicholas Taleb is one of the most important thinkers today:

Taleb went from (a) technical observations about non-Gaussian distributions of some phenomena to (b) generalization of what this means for our perception of reality and the way we comprehend things (epistemology) to (c) methodology of knowledge and the role of inductive thinking to finally (d) a statement on ethics. To convey this he created a new type of writing. I will leave this last part undiscussed, but whoever has read Taleb knows that his writing style is absolutely original and like Borges’ can be imitated but never fully mastered.

[...]

This has also led him to conservative political philosophy, similar to Edmund Burke’s (whom he does not mention): institutions should not be changed based on deductive reasoning; they should be left as they are not because they are rational and efficient in an ideal sense but because the very fact that they have survived a long time shows that they are resilient. Taleb’s approach there has a lot in common not only with Burke but also with Tocqueville, Chateaubriand and Popper (whom he quotes quite a lot). One may notice how a technical/statistical point made by Taleb such as “my field is error avoidance” leads to agreeing with Hayek’s critique of the “conceit of reason”.

Premised on a sense of Authority and Seriousness

Thursday, February 15th, 2018

In the conflict between the “Blue Church” (of the televised Mainstream Media) and the digital Insurgency, there are deep forces shifting:

Attention is attention. By means of direct digital communications, the Insurgency has largely controlled the attention of legacy media (and by proxy the attention of its entire audience). Consider the infamous “covfefe” post of May. Within hours of the post, nearly the entirety of the English-speaking broadcast media was giving its attention to the Insurgency. And while the Blue Church’s conscious evaluation of the event might have been to deride the President as an incompetent, it is the unconscious meaning that matters: they gave him their attention en masse and almost for free. Over and over again in 2017, we saw this dynamic play out. If we think of attention as the primary resource of narrative creation, what we are witnessing is the increasing capacity of the decentralized, digital, interactive media to control the legacy broadcast media’s access and use this resource. Rather than standing as a competitive peer to Digital, Television is slowly becoming an organ and resource of Digital.

It is Kayfabe all the way down. The power of the Blue Church is premised on a sense of Authority and Seriousness. By pushing the entire conversation into the realm of the absurd (“really Fake News”), the Insurgency robs the Church of its simulacrum of legitimacy. If it is all just a game designed to manipulate your emotions and grab and hold your attention (say for advertising bucks or for political points), then pretenses of Authority and Seriousness are just that: pretenses. 4chan in particular has been playing with this game effectively in the past year — successfully causing the Blue Church to attend with Seriousness the notions that milk, the OK hand sign and a cartoon frog are deep symbols of a Serious alt-right conspiracy. Note — if what I just said here feels shocking, alarming or wrong, this would be a very good point to slow down and consider the frame that I am trying to examine. I am not, for example, saying that there isn’t an alt-right, nor that Pepe the Frog isn’t associated with the alt-right. What I am saying is that if you think Pepe the Frog is the symbol of the alt-right and that the alt-right exists as an ideology in the same way that symbols and ideologies worked under the 20th Century models of Broadcast media (e.g., like Uncle Sam and America or the Swastika and Nazism), then you are missing something unspeakably important. For the Insurgency, what matters is not the symbol or the ideology; what matters is who produces symbols and ideologies and how they hold them. To assume and rely on some Authority to produce them and to take them Seriously is always already to be playing the Blue Church game. Within the Insurgency, the shibboleth is style, not content; disposition, not ideology.

Velocity, velocity, velocity. The Blue Church is like a Battleship. Very slow moving and able to focus its efforts on only a very narrow set of targets. If you stand around long enough to get punched, it can still land some heavy blows. But if the conditions of the ground are changing faster than the Blue Church can Observe, Orient, Decide and Act, it is constantly caught flat footed and swinging at the wrong targets.The Insurgency, by contrast, is more like a swarm of Slaughterbots (go ahead and watch that video, it is a very good use of seven minutes): a whole lot of small pieces that can coordinate into a big punch when necessary but more often flow around the landscape taking opportunities when they arise. In this context, velocity is key. If you have been feeling disoriented by the pace and seeming complete disjunction of events in 2017, you are not alone. This is the point: the entire Blue Church approach to collective sensemaking and action requires a particular velocity of change. By moving the entire landscape into a much higher pace, the Insurgency is making it impossible for the Blue Church collective intelligence to maintain effective coherence.

A charismatic situation

Wednesday, February 14th, 2018

The period after World War I in Europe was a charismatic situation, Xavier Marquez explains, when a number of people made charismatic claims more or less successfully:

The most famous of these people was Hitler, in Ian Kershaw’s classic interpretation. If we conceptualize charisma merely as a sort of talent, Hitler was an unlikely candidate for leadership. Not to put too fine a point on it, he was a loser. To be sure, he did have some qualities, including “massive overconfidence”, that would help him later in his rise to power, and he was well-served by the fascist genius for ritual spectacle; but none of these qualities, by themselves, explain his later charismatic authority over millions of people. (At best, they would have made him a moderately successful rabble-rouser — what he in fact was in the early 1920s).

What really invested him with charismatic authority among many Germans in the 1930s were his successes, including his unlikely electoral gains, his astonishing diplomatic and military victories after he gained power, and perhaps most of all the taming of German unemployment. It did not matter much whether some of these successes were actually attributable to Hitler, or based on illusory assessments, so long as he was visibly associated with them. And because Hitler wildly exceeded initial expectations (he was, after all, a perfect outsider), too many people adjusted their priors “too much” in the direction of “miracle worker.” But by the same token, when his decisions led to a massive failure that he had to take responsibility for (in particular, the defeat at Stalingrad) his charismatic authority started to ebb. (It had to be a massive failure, by the way: minor failures would not have dented his reputation much, as they would have been easily rationalized).

Similar stories could be told for other classic cases of charismatic leadership in this period. A common thread in these stories seems to be that leaders who are later said to be charismatic are successful bluffers, outsiders who make unlikely gambles and win. Mussolini with his “March on Rome” is another case in point. The march represented no big threat to the Italian state (Prime Minister Luigi Facta was ready to impose martial law to prevent it, and would likely have succeeded), yet king Vitorio Emmanuele III folded and gave Mussolini the prime ministership. This success was one event that helped construct Mussolini’s charismatic authority, complementing the ritual dimensions of fascist rule. Fascist spectacle by itself was insufficient; Mussolini, another paradigmatic outsider, required unlikely, striking successes for large numbers of people to greatly increase their trust in him as a leader. But again, when he failed, his charisma quickly ebbed, and he came to depend more and more on the legal authority of the state rather than on his personal authority as a charismatic leader.

This is the logic of lex talionis

Tuesday, February 13th, 2018

William Ian Miller’s Eye for an Eye did not make it onto T. Greer’s top 10 reads list for 2017, but he did find it quite thought-provoking:

Miller is an unusual creature: part law professor, part medievalist, Miller is equally comfortable discussing ancient Hittite legal decrees, the etymology of old Norse runes, the tropes of Elizabethan Drama, and modern tort law. I suppose if you were to take J.R.R. Tolkien, Thomas Schelling, a good dose of dead-pan humor, and a pinch of the morbid, and then shook them up together in a bottle, Mr. Miller is the man who would emerge.

Miller’s book looks at the politics of social life (in places like medieval Iceland):

When one man (or one women) meets another calculations begin: how should I treat this person? Are we equals, or is he my social inferior? Or perhaps he is my social superior? How do I let him know what my social status is, and how should I respond if he does not take the hint? Is this person worth an insult? A fight? What are the consequences of letting things slide? What are the consequences of refusing to do so?

Eye for an Eye looks at lex talionis — “the law of the talion, the principle of an eye for an eye, of justice through vengeance, retaliation sanctioned by culture and law”:

This understanding of justice is what propels the Icelandic sagas. But it wasn’t just a Viking tick. “Eye for an eye” was standard practice just about everywhere a few thousand years ago, from the shores of Germainia and the fields of the Greek polis to the warring tribes of Canaan and the even more distant lands of the Kurus and the Zhou. We view this understanding of justice as backward and crude. We say things like “an eye for an eye makes the whole world blind.” Miller aims to convince us otherwise.

In Bloodtaking and Peacemaking, Miller tells the story of some Norwegian merchants who had chopped off Skæring’s hand and thought the judgment too steep:

“Then I shall make you another proposal,” said Gudmund. “I will pay Skæring the thirty hundreds that you were judged to pay, but I shall choose one man from amongst you who seems to me of equivalent standing with Skæring and chop off his hand. You may then compensate that man’s hand as cheaply as you wish.”

This did not appeal to the Norwegians and they decided to pay the original award immediately. Gudmund took Skæring with him when they left the ship.

[...]

To the Norwegians the award should reflect the price of a middling Icelandic hand. Gudmund forces them to conceive of the award in a different way: it is not the price of buying Skæring’s hand, but the price of preserving a Norwegian hand.

This is the logic of lex talionis, T. Greer explains:

This is why “an eye for an eye” did not in fact make the whole world go blind. The principle of an eye for an eye, as Miller sees it, is “the more ancient and deeper notion that justice is a matter of restoring balance, achieving equity, determining equivalence, making reparations… getting back to zero, to even.” Trading eyes for eyes is not so much about indiscriminate, unthinking violence as it is carefully calculated attempts to match punishment to crime. Talionic justice is a system built on deterrence — not only deterring criminals from committing crimes, but deterring vengeance seekers from exacting too heavy a price in retaliation for crimes committed against them. This is empathy enforced by blood. You think carefully about the pain you inflict on others knowing, that measure for measure, the pain you give others will be given back to you.

We have a sorry habit thinking about revenge as “as going postal and blasting away,” but as Miller notes, “revenge cultures did not think of it that way.” This is obvious if you read the stories revenge cultures created. Characters in the Icelandic sagas approach murder with the meticulousness of a father inspecting his daughter’s suitor. They conducted their feuds not in the heat of rage, but through cold, calculations. Heroes from revenge plays like The Oresteia cycle or The Orphan of Zhao plan their vengeance months or even years in advance, and when the moment comes often have to be goaded into taking revenge. One gets the sense that these people believed that feuding was utterly necessary but not entirely natural.

Despite treating a caricature of a caricature with trivial algorithms

Monday, February 12th, 2018

A few months back, while I was stepping through Techniques of Systems Analysis, Scipio Americanus recommended Keith R. Tidman’s The Operations Evaluation Group as “a fine overview of the development of the OR/OA field from the naval perspective.” I immediately ordered a copy, read it, and failed to achieve OR Enlightenment, so I didn’t get around to preparing a post full of insights from the book.

Gwern, on the other hand, did follow through and did produce just such a review, which summarizes my experience, too:

So overall: reasonably well-written, covers intrinsically interesting topics like ASW in WWII and Vietnam air tactics; compromised by official history purpose to recount thoroughly uninteresting internal details while omitting too much of both context and technical detail for my tastes and suspiciously hamstrung in certain areas like nuclear strategy or Harpoon.

Here is Gwern’s list of insights from the book:

  • after compiling all data about U-boat sinkings, Edison found merchant shipping routes were unchanged despite the risk, 94% of sinkings were during the day, and <4% of ships carried listening devices or radios. Edison set up a simple war game on a map simulating a merchant vs U-boat, proving that travel by night from port to port would largely eliminate sinkings. Unfortunately, his findings were ignored.
  • Blackett’s Circus used animal experiments demonstrating that lethality of air pressure blasts was overestimated 5x, reducing over-optimistic estimates of the effect of bombing campaigns in Germany
  • Depth charges were set to explode at 100 feet depth, on the assumption that U-boats would be that deep after being spotted; analysis indicated that half had not even submerged when depth-charged, much less reached 100 feet, and the optimal setting was 20 feet (which the depth charges didn’t even allow as a setting), which “new setting [of 35 feet] at least quadrupled their destructive capability.”
  • Big convoys turned out to have half the loss rate of small convoys, due to U-boats being unable to amass more, leading to a shift away from small convoys
  • A British naval program in the Mediterranean armed merchant ships with AA guns to reduce losses from aerial bombing; the program was going to be canceled because only 4% of attacking planes were being shot down and the deployment of scarce guns looked like a waste, however, an OR re-analysis of ship rather than aircraft losses showed that the armed ships had a 10% loss rate versus unarmed ships’ 25% loss rate. The latter was clearly a more relevant end-metric.
  • initial attempts by naval researchers to record underwater ship sounds to fool sound-based naval mines failed as the device invented to make ship-like sounds turned out to not sound much like a ship at all; this device serendipitously turned out to be nearly perfect for fooling the German sound-seeking homing torpedoes, largely scuppering their deployment (and freaking out the U-boat crews by its bizarre sounds, who were sure that the “singing saws” were “some powerful, dangerous weapon”)
  • William Shockley (taking a break from electronics research to serve as an OEG analyst during WWII), deployed to England to observe ASW there and was struck by an incident in which a plane attempted to bomb a discovered U-boat but the bomb jammed due to rust, then, fixed, went out again 2 days later only to crash in the fog. Shockley found that “on the average, an aircrew had just one opportunity to kill a submarine before its own members were either killed or wounded or at least moved on to another assignment. An aircrew thus had little or no opportunity to learn on the job.” ASW could only be developed institutionally and given the nature of search over large areas, statistically.
  • OEG was deeply involved in the early development of optimal search theory (Bayesian or otherwise), developing models of what probability a search plane had of spotting U-bots or periscopes under various conditions and altitudes. This then allowed development of optimal search patterns and setting up barrier patrols, which, when deployed in the Strait of Gibraltar, caught 3 U-boats in 4 months and then sealed off the Mediterranean; this was followed by capture or destruction of 4 of 5 German blockade-runners carrying vital rubber/tin supplies from Malaysia/Japan (the equivalent of “a year and a half” of German supplies).
  • study of U-boats off the US East Coast and also the Caribbeans showed that air patrols were staying far too close to land and needed to be outfitted with radios and spotlights; the patrol patterns were changed.
  • on the other side of the Atlantic, radar+spotlights on even a few planes around France proved to be a potent combination in striking U-boats at night when they typically surfaced to rest & travel rapidly, forcing them to shift travel to during the already-dangerous day. “In sum, the night flying of 2 squadrons had increased the effectiveness of antisubmarine operations in the Bay [of Biscay] by more than 7 squadrons of day flying.” (And also prompting the introduction of radar-detectors, which led to radar-detector-detectors etc.) A similar scenario played out in the Pacific: analysis demonstrated that US subs were lost at the same rate regardless of using their radar, so the Japanese planes did not have radar-detectors, and US subs could go back to using radar full-time.
  • The existence of radar-detectors led Caribbean pilots, when outfitted with a new radar that regularly revealed vanishing contacts, to assume they were being detected by U-boats, and to abandon use of the highly effective radar, crippling their submarine hunting. OEG didn’t believe radar-detectors could have been deployed so fast by the Germans and investigated; the vanishing contacts turned out to be glitch in the radar and the pilots resumed use.
  • US submarines were being lost at high rate in the Pacific for unknown reasons, as few survived long enough to report the cause; study of US submarine miss rates in attacking Japanese subs (which able to report back) revealed that contrary to the US Navy’s belief, most of the US subs were being killed by Japanese subs and not airplanes or surface ships. Immediately, tactics and sound equipment were revised to emphasize anti-torpedo tactics, and “By the close of the war, several commanders had credited the modified torpedo detection equipment and new tactics with saving their submarines from destruction.” While they were at it, they modeled mine fields and appropriate counter-tactics, and “of 12 submarines assigned to operate in the Sea of Japan, none was lost to the mines that heavily dotted the straits leading into and out of the area.”
  • anti-kamikaze tactics were likewise worked out (evasive maneuvers: big ships yes, small no; turn towards a high-diving but away from a low-diving)
  • Analysis of Korean fighter-bomber strikes showed the F4U was much more vulnerable than the F9F, due to tactics like going much lower and more often in range of AA (and even small-arms fire). It also showed pilots were wrong about their belief that the last airplane in a strike ran the largest risks due to loss of the element of surprise (it actually ran the least risk). Changes reduced the F4U losses.
  • a 1958 OEG study found a ‘window of vulnerability’ of the US to USSR pre-emptive strikes 1961-1963 and a ‘missile gap’. Tidman defends the report, noting that it made a number of suggestions for eliminating the ‘window’, many of which were taken: “…the hardening and dispersal of fixed weapons sites, a program of continuous flights by SAC bombers, the sped-up procurement of available weapons systems (such as mobile cruise missiles), and the increased preparedness of naval air. OEG also recommended that emphasis remain on the development of mobile and concealable forces, rather than on fixed-site forces. Polaris, for example, was spotlighted as meriting accelerated production. The defense policies of two administrations were greatly influenced by this expectation of a possible low point in U.S. deterrence…As soon as John F. Kennedy took over the presidency, however, he decided to embark on an extensive program of strengthening American strategic forces. Mirroring much of what OEG’s study had recommended three years earlier, he increased the production rate of Polaris submarines by several months, and added 10 submarines to the original planned total. He also doubled the capability for producing Minuteman and improved the alert status of SAC’s B-52s.”
  • during the Cuban Missile Crisis, Kennedy’s order to blockade Cuba was implemented by the US Navy based heavily on OEG-researched doctrines and with active OEG assistance; OEG further studied data during the blockade about intercept rates, helping confirm that the blockade was tight and intercepting almost all Soviet vessels.
  • this blockade research would be further used in Vietnam as part of the “Operation Market Time” blockade/intercept line, where OEG optimized it & showed that the blockade there too was highly effective in eliminating Vietcong supplies
  • around 1966, OEG “conducted a study of surface-to-surface missiles that led directly to the development of the Harpoon antiship cruise missile.” (Unfortunately, Tidman doesn’t go into more detail about Harpoon other than to note later OEG involvement in finetuning Harpoon based on field exercises and against what was known of Russian ship defenses.)

Here is Gwern’s more meta insight:

Kahn makes an interesting point: one often sees an argument (particularly in conservative/libertarian circles) about ‘Chesterton’s fence’ and variants thereof — that societies have evolved rich and highly effective tactics through vast experience & evolution that mere humans cannot hope to improve upon nor understand; yet, as OR has proved many times, it is possible — easy, even (“it was found that almost any honest, technically competent person could turn out worthwhile and interesting results”) — to apply a little statistics to a problem and despite treating a caricature of a caricature with trivial algorithms or even none at all beyond basic arithmetic, improve, possibly quite a bit, over the carefully-considered judgments of humans in the field with decades of experience. And of course we can add many examples of human judgment being exceeded in areas like chess or Go or math despite millennia of study, or entire areas of human knowledge turning out to be almost 100% wrong (religion, medicine) before the introduction of methods like ‘record all data’ or ‘flip a coin to decide whether to administer a medicine to see if it works’.

Kahn ascribes this in part to technological change (no one is competent to understand how to hunt German submarines in WWII because it is too novel a problem for any folk wisdom to have evolved), and while that’s certainly a problem (witness Shockley’s anecdote of why no air crews could develop real expertise), we also have to note the presence of systematic biases and error in human reasoning demonstrated throughout OR. The problem with Chesterton’s fence is that everything does change, people can’t learn the right thing in the first place, and from an information-theoretic & genetics perspective, there just is not enough reliable transmission of information nor selection within or between societies to maintain more than a few traditional practices with cryptic efficiency. (If societies were a bacteria with a genome, they would succumb to mutational meltdown almost instantaneously.)

Communist-style incentives at work

Friday, February 9th, 2018

While we were recently discussing flawed incentive systems, David Foster brought up some Communist examples:

There’s an old story about a Soviet-era factory that made bathtubs. Plant management was measured on the total tonnage of output produced–and valves & faucets don’t add much to the weight, certainly not compared with the difficulty of manufacturing them. So the factory simply made and shipped thousands of bathtubs, without valves or faucets.

He notes that the above story may be apocryphal. The version I heard involved cars and people stealing each other’s windshield wipers.

He continues with a more spectacular example from Viktor Suvorov, who was working on a communal farm in Russia, when the General Secretary of the Party announced that they needed to increase their output, and the fertilizer plant resolved to do its part:

A vast meeting, thousands strong, complete with brass bands, speeches, placards, and banners, was urgently called at the local Chemical Combine. To a man, they shouted slogans, applauded, chanted patriotic songs. After that meeting, a competitive economy drive was launched at the Chemical Combine to harvest raw materials and energy resources.

The heroic efforts of the factory workers filled the plant’s storage tanks to capacity, and the local communes had 24 hours to take possession of their liquid fertilizer:

There was a long queue of trucks of different makes, dimensions, and colours standing outside the Chemical Combine. But the queue was moving fast. I soon discovered that lorries, which had only a moment before been loaded, were already returning and taking up new places in the queue. Every one of these lorries ostensibly needed many hours to deliver its valuable load to its destination and then to return. But they rejoined the queue in a matter of minutes. Then came my turn. My tanks were rapidly filled with the foul-smelling liquid, and the man in charge marked down on his list that my native kolkhoz had just received the first one and a half tons of fertilizer. I drove my lorry out through the Combine’s gates and followed the group of lorries which had loaded up before mine. All of them, as if at a word of command, turned off the road and descended a steep slope toward the river Dneiper. I did the same. In no time at all, they had emptied their tanks. I did the same. Over the smooth surface of the great river, the cradle of Russian civilization, slowly spread a huge poisonous, yellow, stinking stain.

Foster warns us not to get too smug though. If you read the whole thing, he has an example of capitalist stupidity, too.