Official Rule

Tuesday, November 19th, 2013

The Japanese imperial family has officially ruled Japan for 125 generations, Spandrell notes:

The first emperor was the grandson of the Sun goddess, came to Japan in 660 BC, and ever since, the same bloodline has ruled the Japanese islands. Of course the date, and the number of emperor don’t make any sense; archeology tells us that in 660 BC the Japanese didn’t even have agriculture. Not much is known of the early stages of the Japanese monarchy, but there is reliable historical evidence of a Yamato clan around the 6th century AD. And again all evidence says that the patrilineal succession has continued, uninterrupted, to this day. That’s still very impressive, and if you count from then, you still get around 100 emperors. From the same family.

How did that happen? How does a family get to rule for 100 generations? That’s some rock-solid Schelling point there. Except it isn’t. The Japanese imperial family didn’t actually rule for that long. Actually it didn’t rule for very long at all. From a very early stage, the big clans of Japan, the Soga, the Fujiwara, etc. fought for influence over the imperial house, and they settled on a very straightforward system. You marry the emperor’s heir to a high rank girl from your clan. Then you get the emperor to appoint you Supreme General in Charge of Everything. If the Emperor disagreed, you kill or exile the bastard, and appoint yourself Regent until his son, i.e. your grandson comes of age. Still the patrilineal line continued, even if actual power was transmitted through the maternal line. Hey, it’s still blood.

Eventually, around the 12th century the centralized state based on the imperial house collapsed, and Japan fell into Samurai feudalism. Still there was no Odoacer who killed the emperor and took his place. The empire had collapsed, feudal lords were taking land for themselves and fighting each other without regard to imperial edicts, but the emperor was left in his palace, pretty much undisturbed. They even stopped calling him Emperor. He became the “Mikado”, i.e. the holy gate. The gate of the imperial palace, that is. So while a new military based polity grew out of Samurai bands 500 kilometers in the East, the old majestic Emperor was just “that guy in the palace”. Still the Shogun did get out of his way to get the emperor to name him “Great Shogun”.

The old Schelling point that said: “the king must rule because he has royal blood” lost effective power, but not so much that you could go and kill the emperor and take his place. Not like the emperor didn’t ask for it, as he more than once raise an army to battle the Samurais, only to be defeated. But he was never harmed, at worst he was forced to surrender his place to a brother. The imperial blood was still holy, and was the source of legal sovereignty. He had lost power, but he was kept in his place. The Schelling point stood. Quite similar to the way that the Abbasid caliphs were kept in their Baghdad palaces while his Empire fell to every kind of Turk. Or the way European constitutional monarchies left the Kings as sovereignty symbols while stripping them of any legal power. Eventually Hulagu Khan killed the last caliph, and republicans keep trying to abolish the ceremonial monarchies of Europe.

Nothing like that happened in Japan though. The imperial palace in Kyoto kept this sort of august aura, this Schelling charm that made every power holder wanted to be close to it. Of course it has to do with the fact that Japan wasn’t invaded by Hulagu Khan, or Wilsonian State Department apparatchiks. The Schelling point had evolved into saying: whoever gets appointed by the guy in the palace as Great Shogun, wins. And so we get the Onin war, and the subsequent Warring States period, where all the warlords in Japan go in a fighting spree to see who’s first to invade Kyoto and force the emperor to say he’s the awesomest Samurai in the world. Kinda ridiculous in the face of it, and it was. Getting to Kyoto didn’t stop Oda Nobunaga from getting killed. And in the end the big winner of the Warring States period, and final reunifier were the Tokugawa, based in the eastern plains where Tokyo is today. He overturned the Schelling point through the old trick of having the biggest army.

Still even the great Tokugawa didn’t go as far as getting rid of the guy in the palace. Again he kept him there, well fed, tightly controlled through a bureaucratic agency setup for the purpose. Tokugawa even went as far as make himself called“big holy palace”, which is obviously bigger than the name for the emperor, “holy palace”. So it’s not like he was full of reverence towards the holy blood of the imperial family. For the most part the Tokugawa’s didn’t give a shit about the emperors, and didn’t even bother to force the emperors to marry their daughters (they tried once at the beginning, didn’t work out).

In doing so the Tokugawa shoguns made a big mistake. You can respect a Schelling point, or you can break a Schelling point, trying to bring a new one into place. But you don’t ignore a Schelling point. You don’t just close your eyes and wait for it to disappear. For chances are it won’t.

The Tokugawa inaugurated the rebirth of the Japanese nation. It reunified the state, closed the borders, promoting native industry and agriculture, and the suppression of Buddhist sects created a new secular popular culture which evolved into most of what we recognize as Japanese today. The Tokugawa shogunate was a strong state, but it wasn’t without enemies. The shogunate run a very peculiar form of territorial control, a sort of finely bureaucratized feudalism. Most of the old Samurai bands of the warring states period were granted a fief, to be ruled at their pleasure. Lords who had been friendly to the Tokugawa during the war, were given big fiefs, hostile lords were given smaller fiefs, far from the center. Taxes were paid according to the rice production of the fiefs, and lords were to spend every other year in the capital, where their wives and children were held hostage permanently.

The big fiefs themselves contained smaller fiefs for junior lords. And this patchwork of feudal fiefdoms was controlled by a central bureaucracy, who could anytime they wanted strip a lord of his title, take away his land or move him to somewhere else. All in all it was a very smart, surprisingly modern system, and clearly the reason why it lasted so long. But while it kept the Samurais peaceful, it didn’t make them happy. In made a lot of them real pissed with the government. With war being out of the question, the opposition started looking for some good rationalization for their hating the government. They needed something to converge upon, a rallying point. Or should I say, a Schelling point. Conveniently there was a guy in a palace in Kyoto who was the perfect candidate. The imperial house had been suffering decline for several centuries already, but something was about to change.

The Tokugawa era, the Great Peace as it was called back then, had produced this very funny society, in which all Samurais, friendly or hostile, had nothing to do. They had their legal status as warriors, and they could, actually had to carry their fine katanas all the time with them. But there was no war to be fought. Yes there was a lord to defend, but nothing to defend him from. Still they couldn’t just grab a piece of land and grow food, or start a shop in the nearest town; even if they could go stand the thought of downward mobility, there were laws against that. There were 4 castes, warrior, artisan, peasant and merchant, and they had to respect their jobs. So what’s a warrior, millions of them, to do when there’s no war? They did like any other politically-connected class do. They manned the civil service. Oh, and the schools. Sounds familiar? Yes, the Samurais had their own mini Cathedral going on back then. They became a clerk-class, which means literate, and when a lot of people became highly literate, interesting ideas are bound to come out.

The Edo period saw the birth of the Kokugaku, the national studies, which saw many breakthroughs in philology, history and political theory. They deciphered the old classical texts, started to read them, and found that the imperial family actually was pretty damn awesome. Hey, did you know they descend form the Sun Goddess? That’s what this book commissioned by the imperial house in the 8th century says anyway. The knowledge of the ancient past of the country spread quickly, even to the imperial palace, who had forgotten itself. The Kokaku emperor in the 1800s found out that he wasn’t just the Guy in the Palace. He was the Emperor, or in the original Japanese, the Heavenly Sovereign. That has a different ring to it. So he restored the title, mostly unused for a whopping 900 years.

The reappraisal of the awesomeness of the Unbroken Imperial Line was of course a loaded weapon in the hands of hostile Samurai fiefs, which found it made a good rallying point for opposition to those perfid Tokugawas in the capital. We should overthrow those bastards, not because they took away half our land in the 1600s. No, it has nothing to do with that. They must be overthrown because they are not nice to the great Emperor in Kyoto, the real sovereign. How’s that for a Schelling point? Suddenly all opposition to the government had a very strong rationale. It didn’t help that the Tokugawas had adopted Neoconfucianism, of the Zhu Xi variety, as their official ideology, taught in the official schools. Confucianism teaching basically tell you to obey to the real King, and it happens that the Tokugawas were nominally just a military commander appointed by the King, and in reality they were just a bunch of stationary bandits which had seized the capital centuries before.

So it’s not surprise that that guy in Kyoto, who had no army, little land, and had wielded no real power for almost a millennium, suddenly found himself being held as the greatest King of all time. The only unbroken line of kings in the world.

Comments

  1. Bob Sykes says:

    One thinks, of course, of the Papal succession. Not a bloodline, but an ideological line going back to St. Peter, not as long as that claimed for the Emperor, but still impressive.

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